Securities Arbitration

Calling on its decades of experience litigating complex financial disputes against the world’s most powerful companies, the firm approaches FINRA arbitrations with the same relentless attention that has resulted in over $56 billion in recoveries over Milberg LLP’s 50 year history.

Individual Investors And Public Pension And Employee Benefits Plans

Representation of individuals and public pension plans typically involve one or more of the following causes of action:

  • Breach of Fiduciary Duty Unsuitability
  • Excessive Activity/churning
  • Over-Concentration
  • Failure to Supervise
  • Private Placements
  • Unauthorized Trading
  • Misrepresentations & Omissions

If you or your fund have experienced investment losses of greater than $100,000, contact Andrei Rado for information about how we can help recover your investment losses.

Industry Professionals

Our attorneys also represent securities industry professionals in employment disputes against broker dealers to recover commissions owed, resolve disputes over initial draw forgiveness, and related issues such as wrongful termination. We also represent industry professionals reporting securities laws violations to the SEC in whistleblower actions under Dodd-Frank.